13.02.2025 aktualisiert
Premiumkunde
100 % verfügbarFreelance Consultant | AML, KYC, Internal & External Audit
Cham, Schweiz
Weltweit
LL.M. in Compliance, M. Sc. in International Accounting and Finance & M. Sc. In VolkswirtschaftslehreSkills
- Arbeiten unter Zeitdruck
- Proaktivität
- Hingabe
- Starke Kommunikationsfähigkeiten
- Positive und lösungsorientierte Einstellung
- Konfliktmanagement
- Team Management
- Konzeptionelle Stärke
Sprachen
DeutschMutterspracheEnglischverhandlungssicherFranzösischgut
Projekthistorie
- Advising banks and financial service providers on AML/KYC processes and regulatory requirements.
- Conducting internal and external audits to ensure compliance with FINMA and international regulations.
- Performing gap analyses of existing AML/KYC processes and developing optimization recommendations.
- Collaborating with compliance and risk management departments to minimize risks.
- » Conceptualized and built-up interdisciplinary team (work) and cooperation between Assurance Team (Competence Center Banking Bern) and Compliance & Regulation Team (Advisory Zurich) (50%)
» Professional experience in serving clients in in the banking and capital markets including audit and advisory services for Swiss based banks (supervisory categories 3-5)
» Team lead on regulatory audits, with focus on AML and risk & compliance (e. g. market conduct, suitability topics and ESG)
» Engagement lead of regulatory projects in the areas of FinTech, SRO, Crypto/ Tokens, AML and control frameworks within compliance functions at banks
» Various interactions and reportings with authorities (FINMA and FMA), management and Board members
» Project and team leading roles including coaching and development of staff membersMy responsibilities: » Conceptualized and built-up interdisciplinary team (work) and cooperation between Assurance Team (Competence Center Banking Bern) and Compliance & Regulation Team (Advisory Zurich) (50%) » Professional experience in serving clients in in the banking and capital markets including audit and advisory services for Swiss based banks (supervisory categories 3-5) » Team lead on regulatory audits, with focus on AML and risk & compliance (e. g. market conduct, suitability topics and ESG) » Engagement lead of regulatory projects in the areas of FinTech, SRO, Crypto/ Tokens, AML and control frameworks within compliance functions at banks » Various interactions and reportings with authorities (FINMA and FMA), management and Board members » Project and team leading roles including coaching and development of staff members
- Skills: Consulting · Leadership · Risikomanagement · Teammanagement · Zulassungsanträge · KYC · Präsentationen · Einhaltungsüberwachung · Asset-Management · Finanzwesen · Microsoft Excel · Projektkoordination · Global Regulatory Compliance · Anti-Geldwäsche · Banking · Teamführung · Stakeholder-Management · Einhaltung rechtlicher Vorschriften · Compliance-Management